DUBINA, Chief Judge:
This appeal comes to us following the district court's entry of a preliminary injunction preventing enforcement of Alabama Act No. 2010-761 (the "Act"). This Act would prohibit a state or local government employee from arranging "by payroll deduction or otherwise" the payment of any contribution to an organization that uses any portion of those contributions for "political activity." The district court found that the statute impinges on important free speech rights protected by the First Amendment and that the Appellees—the Alabama Education Association ("AEA") and other organizations—are likely to succeed in showing the Act is both overbroad in its restrictions and unduly vague as to what constitutes political activity. We conclude that the constitutional question before us turns upon a question of state law. Rather than speculating as to the meaning of a state statute, we believe it is more in keeping with the principles
Alabama Code §§ 36-1-4.3 and 36-1-4.4 authorize public employees to request that the Alabama State Comptroller arrange for the payment of membership dues for employee organizations by payroll deduction. There is tension between this statute and Alabama Code § 17-17-5 which prohibits public employees from using government resources for any "political activities." An employee found in violation of § 17-17-5 is subject to prosecution for the crime of trading in public office, a Class A misdemeanor. In 2010, the Comptroller's Office reevaluated its interpretation of § 17-17-5 and changed its policy regarding salary deductions, thereafter declining to honor requests for deductions that benefited organizations involved in political activities, including AEA and its PAC, A-VOTE. Lawsuits followed and are still pending in the state courts.
After this policy change, in December 2010, Governor Riley called a special session of the legislature aimed at enacting ethics reform legislation. That special session amended § 17-17-5 to codify the position of the Comptroller's Office, forbidding state and local government employees from arranging "by salary deduction or otherwise for any payments to a political action committee or ... for any payments for the dues of any person so employed to a membership organization which uses any portion of the dues for political activity." Ala.Code § 17-17-5(b)(1). The legislation limits political activity to the following seven categories:
Id. The Act further requires that any organization seeking "to arrange by salary deduction or otherwise ... shall certify to the appropriate governmental entity that none of the membership dues will be used for political activity." Ala.Code § 17-17-5(b)(2).
AEA collects a large percentage of its dues through salary deduction. AEA argues that these deductions are particularly important for its members who do not have checking accounts. In February 2011, AEA filed a complaint claiming that the Act unconstitutionally infringes on the First Amendment rights of AEA and its members. Two weeks after filing its complaint, AEA moved for a preliminary injunction barring enforcement of the Act on the grounds that it was likely to show that the Act was both unconstitutionally vague and overbroad. The district court agreed. In its opinion, the court reasoned that the "or otherwise" language of the statute reached beyond salary deductions to the personal political contributions of government employees. The district court also found that the term "political activity" was unduly vague.
We review a district court's grant of a preliminary injunction for an abuse of discretion. N. Am. Med. Corp. v. Axiom Worldwide, Inc., 522 F.3d 1211, 1216 (11th Cir.2008). The district court's findings of fact are reviewed under a clearly erroneous standard. Id. A finding of fact is clearly erroneous only when "although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed." Id. (internal quotation marks omitted). The district court's conclusions of law are reviewed de novo, "understanding that application of an improper legal standard ... is never within a district court's discretion." Id. (internal quotation marks and brackets omitted).
There is no question that a properly conceived ban on salary deductions to organizations engaged in political activity would be constitutional. See Ysursa v. Pocatello Educ. Ass'n, 555 U.S. 353, 355, 129 S.Ct. 1093, 1096, 172 L.Ed.2d 770 (2009) ("[N]othing in the First Amendment prevents a State from determining that its political subdivisions may not provide payroll deductions for political activities."). In Ysursa, public employee unions challenged an Idaho state law ban on political payroll deductions as a violation of the First Amendment. The Court began by reiterating that the First Amendment "protects the right to be free from government abridgment of speech. While in some contexts the government must accommodate expression, it is not required to assist others in funding the expression of particular ideas, including political ones." Id. at 358, 129 S.Ct. at 1098; Regan v. Taxation with Representation of Wash., 461 U.S. 540, 549, 103 S.Ct. 1997, 2003, 76 L.Ed.2d 129 (1983) ("[A] legislature's decision not to subsidize the exercise of a fundamental right does not infringe the right, and thus is not subject to strict scrutiny."). The Court accepted that the unions challenging Idaho's law faced substantial difficulties in collecting funds for their political speech without the assistance of the state through salary deductions. However, this fact posed no difficulty for the Court, which concluded,
Ysursa, 555 U.S. at 359, 129 S.Ct. at 1098. The Court then held, "Idaho's decision to limit public employer payroll deductions as it has is not subject to strict scrutiny under the First Amendment." Id. (internal citations and quotation marks omitted). Instead, "[g]iven that the State has not infringed the unions' First Amendment rights, the State need only demonstrate a rational basis to justify the ban on political payroll deductions." Id. The Supreme Court concluded that the payroll deduction ban met the rational basis test. It wrote,
Id. at 361, 129 S.Ct. at 1099.
Thus, the question before this court in the present case turns entirely on how the Act is interpreted. If it is meant only to reach payroll deductions for organizations engaged in electioneering activities such as those targeted by the Idaho statute at issue in Ysursa, then it presents no constitutional problems.
CERTIFICATION FROM THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT TO THE SUPREME COURT OF ALABAMA PURSUANT TO RULE 18 OF THE ALABAMA RULES OF APPELLATE PROCEDURE.
TO THE SUPREME COURT OF ALABAMA AND THE HONORABLE JUSTICES THEREOF:
AEA contends that Alabama Act No. 2010-761 infringes a broader range of constitutionally protected activity than previously recognized as permissible under the First Amendment. Specifically, AEA argues that the Act's "or otherwise" language would prevent government employees from making contributions to an organization engaged in political activity through any means, including personal donations of their own money. AEA also argues that the term "political activity" reaches a wide number of ill-defined activities, making it impossible for any organization to certify that it is in compliance with the Act. The state counters that "or otherwise" simply prevents the use of state resources in any way—whether through salary deductions or some other state mechanism—from benefitting organizations involved in political activities. The state argues that "political activity" means electioneering activities.
The interpretation of the Act is a question of state law that has not been specifically addressed by the Alabama Supreme Court or the intermediate state appellate courts. Therefore, we certify the following questions to the Alabama Supreme Court:
The answers to these questions will permit this court to address AEA's concerns and determine whether the Act runs afoul of the First Amendment. To facilitate the resolution of these questions, we direct the
Although the ultimate resolution of this matter may depend on the Alabama Supreme Court's resolution of the certified questions, we believe it is appropriate to narrow the district court's injunction in the interim. In its memorandum opinion, the district court issued a preliminary injunction barring the Act's enforcement in toto. However, a state's restriction on payroll deductions for organizations engaged in electioneering activities would likely be found constitutional under Ysursa. To the extent the state limits its enforcement of the Act in this way, it may proceed. The preliminary injunction remains in place as to enforcement that extends beyond that range of conduct.
For the foregoing reasons, we delay final judgment as to the preliminary injunction until the Alabama Supreme Court has had an opportunity to render its interpretation of the Act.